1. What optics studies
Optics is the branch of physics that studies the behavior of light and its interactions with matter. In practice, the subject is usually split into:
Geometric optics: treats light as rays and is accurate when optical components are much larger than the wavelength.
Wave optics: treats light as a wave and is needed for interference, diffraction, and polarization.
Light is an electromagnetic wave. In vacuum it travels at speed
In a medium, the speed is lower:
where $n$ is the refractive index.
Core ideas
Rays show the direction of energy flow in the short-wavelength limit.
Reflection sends light back into the original medium.
Refraction changes the ray direction when light crosses an interface.
Lenses and mirrors form images by redirecting rays.
Wave effects appear when the aperture or obstacle size is comparable to the wavelength.
2. Light as a wave and a ray
Ray model
The ray model is a geometric approximation. It works well when:
Optical parts are much larger than the wavelength.
Surfaces are smooth on the scale of the wavelength.
You only need image location, size, and orientation.
In ray diagrams:
A ray is drawn along the direction of propagation.
A point source emits rays in all directions.
Image formation is found by intersecting rays or extending them backward.
Wave model
A monochromatic plane wave can be described by
with
and
For light in vacuum,
Refractive index
The refractive index is
Typical values:
Air: approximately $1.0003$
Water: about $1.33$
Glass: often between $1.5$ and $1.9$
The larger the refractive index, the slower light travels in the material.
3. Geometric optics
Geometric optics is built on three main principles:
Light travels in straight lines in a uniform medium.
Rays obey the law of reflection.
Rays obey Snell's law at interfaces.
Paraxial approximation
Many optical formulas assume small angles relative to the optical axis. Under this approximation:
This makes ray tracing and lens formulas much simpler.
Image types
| Image type | Rays actually meet? | Can be projected on a screen? | Typical sign behavior |
|---|---|---|---|
| Real image | Yes | Yes | Usually inverted |
| Virtual image | No, rays only appear to meet | No | Usually upright |
Object and image conventions
Different courses use slightly different sign conventions. A common one for lenses and mirrors is:
Real object distances are positive.
Real image distances are positive for mirrors, but lens conventions can vary.
Focal length sign depends on whether the element is converging or diverging.
The safest approach is to state the convention being used before solving.
4. Reflection and mirrors
Law of reflection
The angle of incidence equals the angle of reflection:
Both angles are measured from the normal to the surface.
Plane mirrors
A plane mirror forms a virtual image behind the mirror at the same distance as the object in front:
The image is:
Virtual
Upright
Same size as the object
Laterally inverted
Spherical mirrors
Two important types:
Concave mirror: converging
Convex mirror: diverging
For a spherical mirror, the focal length is related to the radius of curvature by
Mirror equation
For paraxial rays:
Magnification is
Interpretation:
$m < 0$: inverted image
$m > 0$: upright image
$|m| > 1$: enlarged
$|m| < 1$: reduced
Ray tracing for mirrors
Use these principal rays:
A ray parallel to the axis reflects through the focal point.
A ray through the focal point reflects parallel to the axis.
A ray through the center of curvature reflects back on itself.
Common mirror cases
Object beyond the center of curvature: real, inverted, reduced image between $f$ and $R$.
Object at the center of curvature: real, inverted, same size at $R$.
Object between $R$ and $f$: real, inverted, enlarged image beyond $R$.
Object inside $f$: virtual, upright, enlarged image behind the mirror.
5. Refraction and Snell's law
Refraction occurs when light crosses into a medium with a different refractive index. The speed changes, and the direction usually changes too.
Snell's law
where angles are measured from the normal.
Physical meaning
If $n_2 > n_1$, the ray bends toward the normal.
If $n_2 < n_1$, the ray bends away from the normal.
Critical angle and total internal reflection
When light moves from a higher index medium to a lower index medium, there is a critical angle:
For $\theta_1 > \theta_c$, the light undergoes total internal reflection.
Applications:
Fiber optics
Prisms
Endoscopy
Dispersion
The refractive index depends on wavelength, so different colors travel and refract differently. In normal dispersion:
Shorter wavelengths usually have larger $n$.
Blue light bends more than red light.
This is why prisms spread white light into a spectrum.
6. Thin lenses and image formation
Thin lenses are idealized as lenses with negligible thickness compared to object and image distances.
Lens types
Converging lens: thicker in the middle, positive focal length
Diverging lens: thinner in the middle, negative focal length
Thin lens equation
Magnification:
Ray tracing for lenses
Use three principal rays:
A ray parallel to the axis passes through the far focal point in a converging lens.
A ray through the near focal point emerges parallel to the axis.
A ray through the center of the lens continues approximately straight.
Image behavior
Converging lens
Object beyond $f$: real, inverted image on the opposite side.
Object at $f$: image at infinity.
Object inside $f$: virtual, upright, enlarged image on the same side as the object.
Diverging lens
Always forms a virtual, upright, reduced image on the object side.
Lensmaker's equation
For a thin lens in air,
where $R_1$ and $R_2$ are the radii of curvature using the chosen sign convention.
Multiple optical elements
For lenses in series:
Find the image formed by the first element.
Use that image as the object for the next element.
Keep track of signs and distances carefully.
For thin elements close together, optical powers add:
so
with $f$ in meters and power in diopters $(\text{D})$.
7. Optical instruments
Human eye
The eye acts like a variable-focus imaging system. Important terms:
Cornea and lens: provide most of the focusing power
Retina: image plane
Accommodation: change in lens shape to focus at different distances
Common vision defects:
Myopia: nearsightedness, image focuses in front of the retina
Hyperopia: farsightedness, image focuses behind the retina
Astigmatism: different focal lengths in different meridians
Corrective lenses move the focal point onto the retina.
Magnifiers
A simple magnifier is a converging lens used to form a larger angular image. The key idea is angular magnification, not linear magnification.
Microscopes
A compound microscope uses:
An objective lens to create a real, enlarged intermediate image
An eyepiece to act as a magnifier for that intermediate image
Telescopes
Telescopes are used to view far objects under increased angular size.
Refracting telescope: uses lenses
Reflecting telescope: uses mirrors
The essential idea is to collect light with a large aperture and form a manageable image for the eye or detector.
Camera and sensor systems
For imaging systems:
Aperture controls light gathering and depth of field.
Focal length controls field of view and magnification.
Sensor size influences framing and effective perspective in a given setup.
8. Wave optics
Wave optics becomes essential when the wavelength cannot be neglected relative to the size of the slit, aperture, or obstacle.
Superposition principle
When waves overlap, the resulting displacement is the sum of the individual displacements:
Interference and diffraction are both consequences of superposition.
Coherence
Stable interference requires coherent sources, meaning:
Same frequency
Constant phase difference
Laser light is highly coherent compared with ordinary lamps.
Path difference
Interference depends on path difference $\Delta r$ and phase difference $\Delta \phi$:
9. Interference
Interference is the constructive or destructive addition of waves.
Double-slit interference
For slit separation $d$ and screen distance $L$ with small angles:
for bright fringes, where $m = 0, 1, 2, \dots$
For dark fringes:
On a distant screen,
Thin-film interference
Thin films produce interference because light reflects from the top and bottom surfaces. Whether the reflected waves reinforce or cancel depends on:
Path length through the film
Phase changes upon reflection
Refractive indices of the layers
Useful rule:
Reflection from a boundary to a higher refractive index medium adds a phase shift of $\pi$.
Newton's rings and related patterns
Many interference patterns arise from varying film thickness or geometry. The exact formulas depend on the setup, but the workflow is always:
Find the optical path difference.
Include any phase reversal on reflection.
Apply bright/dark conditions.
10. Diffraction
Diffraction is the spreading of waves around obstacles and through apertures.
Single-slit diffraction
For a slit of width $a$, dark fringes occur at
The central maximum is the widest and brightest part of the pattern.
Diffraction grating
For a grating with line spacing $d$,
This is the same mathematical condition as double-slit bright fringes, but with many slits the maxima are much sharper.
Resolution
Diffraction limits the resolving power of optical instruments. A common criterion is the Rayleigh criterion:
where $D$ is the aperture diameter.
Implications:
Larger aperture improves resolution.
Shorter wavelength improves resolution.
Common misconceptions
Diffraction is not the same as interference, but both are wave effects and often occur together.
A smaller aperture does not just "dim" the image; it also increases blur from diffraction.
11. Polarization
Polarization describes the orientation of the electric field in a transverse wave.
Types of polarization
Linear polarization: electric field oscillates in one fixed plane
Circular polarization: field rotates with constant magnitude
Elliptical polarization: most general case
Unpolarized light has random polarization directions over time.
Polarizers
An ideal polarizer transmits only the component of the electric field along its transmission axis.
For incident intensity $I_0$ and angle $\theta$ between the light's polarization direction and the transmission axis:
This is Malus's law.
Brewster's angle
At Brewster's angle, reflected light is perfectly polarized:
Applications:
Reducing glare
Polarized sunglasses
Optical measurement
12. Common problem-solving workflow
Optics problems usually become manageable if you classify them correctly first.
Step-by-step workflow
Decide whether the problem is geometric or wave optics.
Draw a clear diagram with all distances, normals, and rays.
Write down the relevant law:
Reflection
Snell's law
Mirror equation
Thin lens equation
Interference condition
Apply the sign convention consistently.
Solve algebraically before substituting numbers.
Check whether the answer is physically reasonable.
Fast checks
If a lens is converging and the object is inside the focal length, the image should be virtual and upright.
If light goes from higher $n$ to lower $n$, total internal reflection may occur.
If the aperture is very small relative to wavelength, diffraction must be included.
If the image distance comes out negative under your convention, the image is virtual.
Frequent pitfalls
Mixing up angle measured from the normal with angle measured from the surface.
Forgetting a phase flip on reflection from lower to higher refractive index.
Using the thin lens formula with a thick lens without justification.
Confusing real image with inverted image: real images are usually inverted, but the key distinction is whether rays actually converge.
Ignoring units when using focal length and optical power.
13. Formula summary
Geometry and rays
Mirrors and lenses
Wave optics
Polarization
Summary
Optics links ray behavior, wave behavior, and imaging systems. The most important skill is choosing the right model:
Use geometric optics for mirrors, lenses, refraction, and image formation.
Use wave optics for interference, diffraction, and polarization.
When in doubt, start with a diagram, identify the relevant interfaces or apertures, and track signs and phase changes carefully.
Sources
Halliday, Resnick, and Walker, Fundamentals of Physics
Serway and Jewett, Physics for Scientists and Engineers
Griffiths, Introduction to Electrodynamics
Griffiths, Introduction to Quantum Mechanics
Taylor, Classical Mechanics